Eurex Deutschland needs to verify that all exchange participants are compliant with the admission criteria of Eurex Deutschland on an annual basis.
The applicable regulatory requirements are stipulated in Commission Delegated Regulation 2017/584 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council regarding regulatory technical standards specifying organisational requirements of trading venues.
Article 7 of Commission Delegated Regulation 2017/584 obliges trading venues to set out conditions for using its electronic order submission system by its members and to conduct a due diligence assessment of their members against those conditions on an annual basis. These requirements are transposed into the applicable Exchange Rules of Eurex Deutschland.
2. Action required
Exchange participants of Eurex Deutschland are required to submit the Due Diligence Statement by latest 5 February 2021.
The Due Diligence Statement is available here.
Central Coordinators are requested to enter their company details, the personal PIN (please note that the PIN only belongs to the central coordinator and is the same PIN that was used to submit the latest Readiness Statement), tick the respective boxes and submit the Due Diligence statement.
Should you have lost your PIN or not received a PIN please contact your Key Account Manager.
Should you have any questions regarding the Due Diligence Statement please contact your Key Account Manager or firstname.lastname@example.org.
3. Details of the regulation
The Eurex Deutschland annual Member Due Diligence Statement refers to the audit period January 2020 until December 2020 and covers the following categories:
All Trading Participants of Eurex Deutschland
Front Office/Trading, Middle + Backoffice, IT/System Administration, Auditing/Security Coordination
Your Key Account Manager Trading or email@example.com
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